DFTP Institutional Trade Finance

Compliance & KYC

Orion Trade Group — Entity verification status

KYB✓ Verified
UBO✓ Declared
Sanctions✓ Clear
AML review⏳ In progress
FATCA/CRS✓ Filed
Enhanced DD○ Not required

Document checklist

All documents must be current. Expired items block deal publication.

DocumentStatusUploadedExpiresAction
Certificate of incorporation Approved 12 Jan 2026 View
Trade license Approved 12 Jan 2026 30 Jun 2027 View
UBO declaration Approved 15 Jan 2026 15 Jan 2027 View
Bank reference letter Approved 18 Jan 2026 18 Jul 2026 View
Financial statements (audited) Expiring soon 20 Feb 2026 20 May 2026
AML questionnaire Under review 05 Apr 2026 Platform reviewing
Sanctions self-declaration Approved 12 Jan 2026 12 Jan 2027 View
Tax ID / FATCA-CRS form Filed 14 Jan 2026 View

Screening results

Sanctions (OFAC/EU/UN)Clear — no hits
PEP screeningNo PEP match
Adverse mediaNo adverse findings
Country riskTürkiye — Medium (Tier 2)
Last screened08 Apr 2026
Next scheduled08 Jul 2026 (quarterly)

Compliance timeline

1

Initial KYB submitted

12 Jan 2026

Corporate documents, UBO declaration, sanctions form.

2

KYB approved

18 Jan 2026

Platform compliance team approved entity.

3

First deal published

25 Feb 2026

Compliance gate passed for deal origination.

4

Periodic AML review

In progress

Quarterly re-screening triggered. Awaiting AML questionnaire review.

5

Annual re-verification

Jan 2027

Full document refresh and re-screening required.